As an Appointed Representative you can work safe in the knowledge that AFS Compliance Limited is providing you with all the systems and information you need to meet your regulatory responsibilities.
Our offering provides you with:
- Systems and documentation that ensure the interaction you have with your customer is compliant
- Professional Indemnity Insurance
- A Training and Competency plan designed to meet the regulator’s expectations.
- Regular Compliance updates and roadshows ensuring you are informed as to regulatory developments
- A dedicated Compliance department providing skilled staff that can answer your questions
- Full IT support with data back up and disaster recovery.
- Support in respect of introducers including authorisation if required.
Did you know we now have over 140 Appointed Representatives?
Or that we facilitate over 100 proposals per day?
Or that we manage the equivalent of over 16 million 295 page books of data?
Or that we spend over £400,000 a year on our compliance function?
AFS – the first broker in the commercial finance market to operate a combined Franchise and Appointed Representative offering.
And still the best.
Want to know more?
Call 01254 958773.